FOGWILL & JONES ASSET MANAGEMENT LIMITED

• Principal Place of Business

  Fogwill & Jones

  De Vere House Unit 4

  Acorn Business Park

  Woodseats Close

  Sheffield

  S8 0TB

  UNITED KINGDOM

  Phone

  +4401142588899

  Web

  https://www.fogwillandjones.co.uk

• Complaints Contact

  Fogwill & Jones

  De Vere House Unit 4

  Acorn Business Park

  Woodseats Close

  Sheffield

  S8 0TB

  UNITED KINGDOM

  Phone

  +4401142588899

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Michael Ball

  IRN AMB00018

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
• Christopher James McMahon

  IRN CJM01421

  • [FCA CF] Functions requiring qualifications (25 Jun 2021 to 23 Sep 2022)
  • [FCA CF] Client dealing (25 Jun 2021 to 23 Sep 2022)
• Christopher Sadler

  IRN CXS02286

  • SMF3 Executive Director (1 Oct 2021 to 7 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
  • CF30 Customer (23 Apr 2019 to 8 Dec 2019)
• Colin Fogwill

  IRN CXF00020

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 20 Oct 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (17 Jul 2007 to 31 Oct 2007)
  • CF10 Compliance Oversight (10 Jun 2005 to 3 Jul 2014)
  • CF11 Money Laundering Reporting (10 Jun 2005 to 3 Jul 2014)
  • CF1 Director (10 Jun 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (10 Jun 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (10 Jun 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
• David Alan Wild

  IRN DXW00597

  • [FCA CF] Functions requiring qualifications (17 Mar 2023 to 30 Nov 2024)
  • [FCA CF] Client dealing (17 Mar 2023 to 30 Nov 2024)
• Diane Ruth Caira

  IRN DXC00759

  • SMF3 Executive Director (since 7 May 2024)
  • [FCA CF] Significant management (since 6 May 2024)
  • [FCA CF] Material risk taker (since 6 May 2024)
  • [FCA CF] Manager of certification employee (since 6 May 2024)
• Lisa Anne Vaughan

  IRN LAV01004

  • CF30 Customer (24 Nov 2014 to 6 Nov 2018)
• Margaret Abrahams

  IRN MXA02803

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
  • CF10 Compliance Oversight (4 Aug 2014 to 4 May 2016)
  • CF11 Money Laundering Reporting (4 Aug 2014 to 4 May 2016)
  • CF1 Director (4 Aug 2014 to 8 Dec 2019)
• Michael Joseph Burke

  IRN MJB01688

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 7 Feb 2025)
• Robert Matthew MacDonald Wilkinson

  IRN RXW37821

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Jul 2024)
  • [FCA CF] Client dealing (since 16 Jul 2024)

No changes recorded yet.