Christopher Sadler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 16 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2026)
  • Hentons Wealth Limited (no longer approved here)

    FRN 809391

    • SMF16 Compliance Oversight (12 Jul 2024 to 30 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jul 2024 to 30 Jan 2026)
    • [FCA CF] Functions requiring qualifications (5 Jun 2024 to 30 Jan 2026)
    • [FCA CF] Client dealing (5 Jun 2024 to 30 Jan 2026)
  • FOGWILL & JONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 433208

    • SMF3 Executive Director (1 Oct 2021 to 7 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (23 Apr 2019 to 8 Dec 2019)
  • Jones & Co Advisers Limited (no longer approved here)

    FRN 804499

    • CF30 Customer (10 Jul 2018 to 2 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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