Hentons Wealth Limited

• Principal Place of Business

  Hentons

  Northgate

  118 North Street

  Leeds

  West Yorkshire

  LS2 7PN

  UNITED KINGDOM

  Phone

  +441132340000

  Web

  https://www.hentons.com

• Complaints Contact

  Hentons

  Northgate

  118 North Street

  Leeds

  West Yorkshire

  LS2 7PN

  UNITED KINGDOM

  Phone

  +441132340000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony McMenamin

  IRN AXM00317

  • [FCA CF] Client dealing (7 Jun 2022 to 2 Jul 2024)
  • [FCA CF] Functions requiring qualifications (7 Jun 2022 to 2 Jul 2024)
• Ashley McCartney

  IRN AXM13278

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)
  • [FCA CF] Material risk taker (1 Jul 2024 to 4 Jul 2024)
• Christopher Sadler

  IRN CXS02286

  • SMF16 Compliance Oversight (12 Jul 2024 to 30 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Jul 2024 to 30 Jan 2026)
  • [FCA CF] Client dealing (5 Jun 2024 to 30 Jan 2026)
  • [FCA CF] Functions requiring qualifications (5 Jun 2024 to 30 Jan 2026)
• Joanne Elizabeth Fisher

  IRN JEM00021

  • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 29 Mar 2021)
  • [FCA CF] Client dealing (13 Jul 2020 to 29 Mar 2021)
• Johanne Clarke

  IRN JXC01554

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jan 2023 to 13 Dec 2023)
  • SMF16 Compliance Oversight (11 Jan 2023 to 13 Dec 2023)
  • SMF3 Executive Director (11 Jan 2023 to 13 Dec 2023)
  • Responsible for Insurance Distribution (11 Jan 2023 to 13 Dec 2023)
  • [FCA CF] Client dealing (20 Sep 2022 to 11 Dec 2023)
  • [FCA CF] Functions requiring qualifications (20 Sep 2022 to 11 Dec 2023)
• Kim Spence

  IRN KXT01146

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
  • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
• Mladen Kecic

  IRN MXK00060

  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
• Nadeem Ahmed

  IRN NXA02064

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (3 Jan 2019 to 14 Feb 2022)
  • Responsible for Insurance Distribution (3 Jan 2019 to 14 Feb 2022)
  • CF1 Director (3 Jan 2019 to 8 Dec 2019)
• Paul Michael Collins

  IRN PMC00020

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
  • CF30 Customer (9 Oct 2019 to 8 Dec 2019)
• Peter Gordon Huddart

  IRN PGH00020

  • CF30 Customer (25 Oct 2019 to 8 Dec 2019)

No changes recorded yet.