Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Material risk taker (1 Jul 2024 to 4 Jul 2024)
  • Bradstyle Limited (no longer approved here)

    FRN 402614

    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 27 Nov 2023)
    • [FCA CF] Client dealing (4 Jan 2022 to 27 Nov 2023)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • [FCA CF] Client dealing (17 Nov 2021 to 1 Jan 2024)
    • [FCA CF] Functions requiring qualifications (17 Nov 2021 to 1 Jan 2024)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 29 Oct 2021)
    • [FCA CF] Client dealing (18 Aug 2020 to 29 Oct 2021)
    • CF30 Customer (2 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.