Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hentons Wealth Limited
FRN 809391
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
- [FCA CF] Material risk taker (1 Jul 2024 to 4 Jul 2024)
-
- [FCA CF] Functions requiring qualifications (4 Jan 2022 to 27 Nov 2023)
- [FCA CF] Client dealing (4 Jan 2022 to 27 Nov 2023)
-
- [FCA CF] Client dealing (17 Nov 2021 to 1 Jan 2024)
- [FCA CF] Functions requiring qualifications (17 Nov 2021 to 1 Jan 2024)
-
- [FCA CF] Functions requiring qualifications (18 Aug 2020 to 29 Oct 2021)
- [FCA CF] Client dealing (18 Aug 2020 to 29 Oct 2021)
- CF30 Customer (2 Apr 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.