Date authorised
1 April 2013
Companies House
04966045
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Newmarket Street
    Skipton
    North Yorkshire
    BD23 2JB
    UNITED KINGDOM
    Phone
    +441756700718
  • Complaints Contact

    26 Newmarket Street
    Skipton
    North Yorkshire
    BD23 2JB
    UNITED KINGDOM
    Phone
    +441756700718

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony McMenamin

    IRN AXM00317

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2024)
  • Ashley McCartney

    IRN AXM13278

    • [FCA CF] Client dealing (4 Jan 2022 to 27 Nov 2023)
    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 27 Nov 2023)
  • Christopher David Cundell

    IRN CDC01046

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jun 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Jun 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Jan 2005 to 31 Mar 2009)
    • CF10 Compliance Oversight (4 Jan 2005 to 8 Dec 2019)
    • CF1 Director (4 Jan 2005 to 8 Dec 2019)
  • Daniel Jack Wearden

    IRN DXW81504

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Nov 2023)
  • Darren Michael Maroney

    IRN DMM01133

    • [FCA CF] Functions requiring qualifications (1 Oct 2022 to 30 Jun 2023)
    • [FCA CF] Client dealing (1 Oct 2022 to 30 Jun 2023)
  • David Gerard Carrington

    IRN DGC01089

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2023)
    • [FCA CF] Client dealing (since 1 Oct 2023)
  • Dominic Ian Ferneyhough

    IRN DXF00157

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
  • Gavin Marshall Hawdon

    IRN GMH00006

    • [FCA CF] Manager of certification employee (1 Jan 2022 to 31 Dec 2023)
  • Jackie Anne Simmonite

    IRN JXS02227

    • [FCA CF] Functions requiring qualifications (1 Nov 2023 to 31 Jul 2024)
    • [FCA CF] Client dealing (1 Nov 2023 to 31 Jul 2024)
  • Joanne Caroline Casper

    IRN JCC00048

    • CF1 Director (4 Jan 2005 to 31 Mar 2014)
    • CF21 Investment Adviser (4 Jan 2005 to 1 Feb 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.