Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
  • Fiducia Comprehensive Financial Planning Limited (no longer approved here)

    FRN 209570

    • (14)Employed By (3 Aug 2021 to 27 Feb 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (3 Aug 2021 to 27 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (16 Jul 2021 to 27 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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