Date authorised
1 April 2013
Companies House
04966045
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Newmarket Street
    Skipton
    North Yorkshire
    BD23 2JB
    UNITED KINGDOM
    Phone
    +441756700718
  • Complaints Contact

    26 Newmarket Street
    Skipton
    North Yorkshire
    BD23 2JB
    UNITED KINGDOM
    Phone
    +441756700718

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katy Ann Calvert

    IRN KXC44280

    • [FCA CF] Client dealing (1 May 2023 to 10 Nov 2023)
    • [FCA CF] Functions requiring qualifications (1 May 2023 to 10 Nov 2023)
  • Mark Wesson

    IRN MXW00539

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2025)
    • [FCA CF] Functions requiring qualifications (1 Nov 2023 to 4 Dec 2023)
  • Matthew Harris

    IRN MXH02396

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
    • [FCA CF] Client dealing (since 1 Aug 2024)
  • Niall Joseph Gunn

    IRN NJG00003

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jun 2022)
    • SMF16 Compliance Oversight (since 8 Jun 2022)
    • SMF3 Executive Director (since 8 Jun 2022)
    • Responsibility for MCD Intermediation (since 8 Jun 2022)
    • Responsible for Insurance Distribution (since 8 Jun 2022)
    • SMF1 Chief Executive (since 8 Jun 2022)
  • Omena Kevin Kanika

    IRN OXK00061

    • [FCA CF] Client dealing (6 Nov 2024 to 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (6 Nov 2024 to 1 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

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