Katy Ann Calvert

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
  • Bradstyle Limited (no longer approved here)

    FRN 402614

    • [FCA CF] Client dealing (1 May 2023 to 10 Nov 2023)
    • [FCA CF] Functions requiring qualifications (1 May 2023 to 10 Nov 2023)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 1 Nov 2023)
    • [FCA CF] Client dealing (9 Feb 2022 to 1 Nov 2023)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (6 Mar 2020 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (6 Mar 2020 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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