ARMSTRONG WATSON FINANCIAL PLANNING LTD

• Principal Place of Business

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

  Web

  https://www.armstrongwatson.co.uk

• Complaints Contact

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ainslie Cowie

  IRN AXC01511

  • CF30 Customer (16 Aug 2011 to 9 Feb 2018)
• Alan James Johnston

  IRN AJJ01055

  • CF1 Director (16 Aug 2011 to 31 Mar 2018)
• Alexander Hill

  IRN AXH00239

  • [FCA CF] Client dealing (28 Apr 2023 to 13 Aug 2024)
  • [FCA CF] Functions requiring qualifications (28 Apr 2023 to 13 Aug 2024)
• Amanda Heys

  IRN AJH01674

  • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 9 Jan 2024)
  • [FCA CF] Client dealing (17 Aug 2020 to 9 Jan 2024)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
• Andrew David Dean

  IRN ADD01084

  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Jan 2020 to 21 Mar 2022)
• Andrew Kilby

  IRN AJK00024

  • CF30 Customer (16 Aug 2011 to 30 Jun 2017)
  • CF1 Director (16 Aug 2011 to 30 Jun 2017)
• Andrew Melia

  IRN AXM05585

  • [FCA CF] Manager of certification employee (since 4 Jun 2025)
• Ashley McCartney

  IRN AXM13278

  • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 29 Oct 2021)
  • [FCA CF] Client dealing (18 Aug 2020 to 29 Oct 2021)
  • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
• Barry Thomas Fitzsimmons

  IRN BTF00003

  • [FCA CF] Client dealing (14 Oct 2022 to 1 Apr 2026)
  • [FCA CF] Functions requiring qualifications (14 Oct 2022 to 1 Apr 2026)
• Benjamin Walsh

  IRN BXW00269

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
  • [FCA CF] Client dealing (since 6 Nov 2023)

No changes recorded yet.