Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (14 Oct 2022 to 1 Apr 2026)
- [FCA CF] Client dealing (14 Oct 2022 to 1 Apr 2026)
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- Appointed representative dealing with clients for which they require qualification (19 Aug 2021 to 9 Sep 2022)
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- CF30 Customer (19 Jul 2021 to 9 Sep 2022)
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- (2)Employed By (19 Jul 2021 to 9 Sep 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
- CF30 Customer (7 Jan 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.