Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2020)
    • [FCA CF] Client dealing (since 11 Dec 2020)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF30 Customer (15 Feb 2018 to 4 Jun 2018)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • CF30 Customer (16 Aug 2011 to 9 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.