DW 2020 Limited

• Principal Place of Business

  Dodd & Co

  Fifteen

  Montgomery Way

  Rosehill Industrial Estate

  Carlisle

  Cumberland

  CA1 2RW

  UNITED KINGDOM

  Phone

  +4401228530913

  Web

  https://www.doddwealthcare.co.uk

• Complaints Contact

  Dodd & Co

  Fifteen

  Montgomery Way

  Rosehill Industrial Estate

  Carlisle

  Cumberland

  CA1 2RW

  UNITED KINGDOM

  Phone

  +441228530913

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ainslie Cowie

  IRN AXC01511

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 11 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 11 Dec 2020)
• Andrew Brodie Sims

  IRN ABS01093

  • SMF3 Executive Director (since 11 Dec 2020)
• Daniel James Gawith

  IRN DXG00376

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 27 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 27 Oct 2023)
• Hannah Louise Ridsdale Heslop

  IRN HXH08384

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2025)
  • [FCA CF] Client dealing (since 19 Dec 2025)
• Heidi Marshall

  IRN HXM01816

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Dec 2020)
  • SMF3 Executive Director (since 11 Dec 2020)
• Jeanette Brown

  IRN JXB03165

  • SMF3 Executive Director (11 Dec 2020 to 31 Dec 2021)
• Jonathan James Ridley

  IRN JXR00488

  • SMF3 Executive Director (since 10 Mar 2022)
• Martin Stuart Ward

  IRN MSW00040

  • SMF3 Executive Director (11 Dec 2020 to 31 Dec 2022)
• Nathan Glaister

  IRN NXG00017

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 11 Dec 2020)
  • SMF16 Compliance Oversight (since 11 Dec 2020)
  • SMF3 Executive Director (since 11 Dec 2020)
  • [FCA CF] Client dealing (since 11 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 11 Dec 2020)
  • [FCA CF] Manager of certification employee (11 Dec 2020 to 29 Jan 2021)
  • [FCA CF] Significant management (11 Dec 2020 to 29 Jan 2021)
• Philip John Jackson

  IRN PJJ00044

  • [FCA CF] Client dealing (11 Dec 2020 to 25 Nov 2025)
  • [FCA CF] Functions requiring qualifications (11 Dec 2020 to 25 Nov 2025)

No changes recorded yet.