Nathan Glaister

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DW 2020 Limited

    FRN 921450

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 11 Dec 2020)
    • SMF3 Executive Director (since 11 Dec 2020)
    • SMF16 Compliance Oversight (since 11 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2020)
    • [FCA CF] Client dealing (since 11 Dec 2020)
    • [FCA CF] Significant management (11 Dec 2020 to 29 Jan 2021)
    • [FCA CF] Manager of certification employee (11 Dec 2020 to 29 Jan 2021)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF30 Customer (23 Jun 2015 to 4 Jun 2018)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • CF30 Customer (16 Aug 2011 to 18 Jun 2015)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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