Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2025)
    • [FCA CF] Client dealing (since 19 Dec 2025)
  • David Allen Financial Services (Dalston) Limited (no longer approved here)

    FRN 506138

    • [FCA CF] Client dealing (1 Jul 2022 to 18 Dec 2025)
    • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 18 Dec 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Nov 2021)
    • CF30 Customer (16 Nov 2018 to 2 Nov 2021)
  • Stan Sherlock Associates Limited (no longer approved here)

    FRN 216385

    • (8)Employed By (16 Nov 2018 to 2 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.