Daniel James Gawith

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DW 2020 Limited

    FRN 921450

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2023)
    • [FCA CF] Client dealing (since 27 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (29 Jul 2022 to 19 Sep 2023)
    • CF30 Customer (15 Jun 2022 to 19 Sep 2023)
  • Mark Nield Wealth Management (no longer approved here)

    FRN 608873

    • (2)Employed By (15 Jun 2022 to 19 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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