Mark Nield Wealth Management

FRN: 608873
Last scraped: 10 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

45 Front Street

Brampton

Cumbria

CA8 1NT

UNITED KINGDOM

Phone

+44169773787

Web

https://www.marknieldwm.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Daniel James Gawith
IRN DXG00376
- (2)Employed By (15 Jun 2022 to 19 Sep 2023)
Fiona Durham
IRN FXD01388
- (3)Employed By (21 Apr 2018 to 9 Jan 2026)
Mark Nield
IRN MXN01171
- (2)Employed By (since 15 Oct 2013)
Matthew John Ronnie
IRN MXR01052
- (3)Employed By (since 9 Aug 2025)
Pauline Susan Nield
IRN PSC00029
- (1)Employed By (since 28 Oct 2013)
Raymond William Mumberson
IRN RWM00040
- (1)Employed By (30 Jun 2017 to 6 Nov 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.