Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- CF4 Partner (AR) (since 28 Oct 2013)
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Mark Nield Wealth Management
FRN 608873
- (1)Employed By (since 28 Oct 2013)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2009)
- CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Jul 2003 to 14 Sep 2004)
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- CF21 Investment Adviser (10 Oct 2002 to 14 Apr 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Oct 2002)
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- CF21 Investment Adviser (10 Oct 2002 to 10 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Oct 2002)
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- CF21 Investment Adviser (10 Oct 2002 to 10 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.