Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Abbas Walji
IRN AAW00015
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Adam Bagley
IRN AXB00320
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Adam David Davenport
IRN ADD00012
- CF21 Investment Adviser (9 Sep 2002 to 1 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)
Adam Miles Charlton Smith
IRN AMS00092
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Adam Paul Jarvis Watkins
IRN APW00036
- CF21 Investment Adviser (22 Mar 2004 to 28 Oct 2005)
- CF22 Investment Adviser (Trainee) (9 Jun 2003 to 22 Mar 2004)
Adil Saleem
IRN AXS00336
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Adrian Decourcy Walker
IRN ADW00029
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2002)
Adrian Gittens
IRN AXG00211
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Adrian John Lomas
IRN AXL00056
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Adrian John Stirrup
IRN AJS01233
- CF28 Systems and controls (1 Nov 2007 to 17 Apr 2009)
- CF15 Internal Audit (8 Feb 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.