Abbas Walji

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Jan 2026)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Aug 2016)
    • CF30 Customer (16 Oct 2014 to 6 Mar 2016)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.