Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adrian Keith Ashley
IRN AKA00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Adrian Michael Buxton
IRN AMB00056
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Adrian Ronald MacLennan
IRN ARM00063
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Adrian Roy Peacock
IRN ARP00047
- CF21 Investment Adviser (16 Apr 2004 to 19 Apr 2004)
- CF22 Investment Adviser (Trainee) (12 May 2003 to 16 Apr 2004)
Ailsa Margaret Barnes
IRN AMJ00036
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Alan Arthur Carrick
IRN AAC00006
- CF30 Customer (15 Jan 2009 to 1 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2007)
Alan Brown
IRN AXB00227
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Alan Crombie
IRN AXC00139
- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
Alan David Syddall
IRN ADS00032
- CF21 Investment Adviser (26 Apr 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (21 Nov 2006 to 26 Apr 2007)
Alan Dinwoodie
IRN AXD00184
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.