Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alan Hubbard
IRN AXH01368
- CF15 Internal Audit (1 Dec 2001 to 7 Oct 2003)
Alan Hughes
IRN AXH00073
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Alan Simpson Milne
IRN ASM00022
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Alan Smith
IRN AXS00324
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Dec 2001)
Alan Spencer
IRN AXS00054
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Alan Vine
IRN AXV00002
- CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
Alastair Hugh Brissenden
IRN AHB00026
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2002)
Alastair Paul Nightingale
IRN APN01042
- CF30 Customer (18 May 2011 to 1 Jan 2013)
Alex Michael Cumino
IRN AMC00051
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Alexander Barclay
IRN AXB00228
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (24 Dec 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Dec 2001 to 24 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.