Alan Smith

• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (10 Feb 2021 to 3 Jun 2022)
  • CF30 Customer (3 Feb 2021 to 3 Jun 2022)
• Colin Jessopp (no longer approved here)

  FRN 583414

  • Employed By (3 Feb 2021 to 3 Jun 2022)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
  • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 2 Mar 2004)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 2 Mar 2004)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Dec 2001)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Dec 2001)
• Scottish Widows Administration Services Limited (no longer approved here)

  FRN 139398

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Dec 2001)

No changes recorded yet.