Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Dec 2025)
    • CF1 Director (AR) (since 14 Nov 2025)
    • CF30 Customer (since 14 Nov 2025)
    • Employed By (since 14 Nov 2025)
  • DW 2020 Limited (no longer approved here)

    FRN 921450

    • [FCA CF] Functions requiring qualifications (11 Dec 2020 to 25 Nov 2025)
    • [FCA CF] Client dealing (11 Dec 2020 to 25 Nov 2025)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF30 Customer (3 Nov 2016 to 4 Jun 2018)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • CF30 Customer (16 Aug 2011 to 21 Oct 2016)
  • Venture IFA Ltd (no longer approved here)

    FRN 426355

    • Employed By (11 Mar 2005 to 24 Oct 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Jan 2003 to 18 Feb 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.