Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Nov 2023)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (15 Jul 2017 to 29 Nov 2019)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • CF30 Customer (16 Aug 2011 to 30 Jun 2017)
    • CF1 Director (16 Aug 2011 to 30 Jun 2017)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF22 Investment Adviser (Trainee) (27 Jun 2002 to 17 Mar 2004)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.