Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Azets Wealth Management Limited
FRN 449016
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 4 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 4 Jan 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Nov 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Nov 2023)
- CF30 Customer (30 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (15 Jul 2017 to 29 Nov 2019)
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- CF30 Customer (16 Aug 2011 to 30 Jun 2017)
- CF1 Director (16 Aug 2011 to 30 Jun 2017)
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- CF22 Investment Adviser (Trainee) (27 Jun 2002 to 17 Mar 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.