HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Abigail Claire Stidworthy
IRN ACP00035
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Adam Christopher Bosher
IRN ACB01145
- CF22 Investment Adviser (Trainee) (4 Nov 2002 to 5 Jun 2003)
Adam George Smith
IRN AGS00027
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Adam Paul Jarvis Watkins
IRN APW00036
- CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
Adrian Davey
IRN AXD00040
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Adrian Garry Purdy
IRN AGP00023
- CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
Adrian Graham Puddy
IRN AGP00012
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Adrian Roy Peacock
IRN ARP00047
- CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2003)
Adrian Spencer Long
IRN ASL00006
- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
Adrian Stewart Cowell
IRN ASC00034
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.