Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 3 Feb 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 May 2012)
    • CF4 Partner (AR) (30 May 2012 to 18 Feb 2020)
    • CF30 Customer (23 Apr 2010 to 24 Aug 2010)
    • CF1 Director (AR) (23 Apr 2010 to 24 Aug 2010)
  • Forte Financial LLP (no longer approved here)

    FRN 591953

    • (5)Employed By (12 Jan 2019 to 12 Jun 2019)
  • Castlegate Partners LLP (no longer approved here)

    FRN 580856

    • Employed By (30 May 2012 to 19 Feb 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 6 Jul 2012)
    • CF1 Director (AR) (23 Jun 2003 to 18 Nov 2010)
    • CF4 Partner (AR) (30 Aug 2002 to 23 Jun 2003)
    • CF21 Investment Adviser (11 Jul 2002 to 31 Oct 2007)
  • Castlegate Partners LLP (no longer approved here)

    FRN 218358

    • Employed By (30 Aug 2002 to 6 Jul 2012)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
  • Fogwill & Jones (no longer approved here)

    FRN 200349

    • Employed By (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.