Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bowcliffe Wealth Management Ltd
FRN 516689
- Employed By (since 3 Feb 2020)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 30 May 2012)
- CF4 Partner (AR) (30 May 2012 to 18 Feb 2020)
- CF30 Customer (23 Apr 2010 to 24 Aug 2010)
- CF1 Director (AR) (23 Apr 2010 to 24 Aug 2010)
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- (5)Employed By (12 Jan 2019 to 12 Jun 2019)
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- Employed By (30 May 2012 to 19 Feb 2020)
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- CF30 Customer (1 Nov 2007 to 6 Jul 2012)
- CF1 Director (AR) (23 Jun 2003 to 18 Nov 2010)
- CF4 Partner (AR) (30 Aug 2002 to 23 Jun 2003)
- CF21 Investment Adviser (11 Jul 2002 to 31 Oct 2007)
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- Employed By (30 Aug 2002 to 6 Jul 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
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- Employed By (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.