ARMSTRONG WATSON FINANCIAL PLANNING LTD

• Principal Place of Business

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

  Web

  https://www.armstrongwatson.co.uk

• Complaints Contact

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bianca Chibanda

  IRN BXC00421

  • [FCA CF] Client dealing (21 Oct 2025 to 5 Mar 2026)
  • [FCA CF] Functions requiring qualifications (21 Oct 2025 to 5 Mar 2026)
• Brian Patrick McNicol

  IRN BXM00039

  • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 9 Jun 2025)
  • [FCA CF] Client dealing (18 Aug 2020 to 9 Jun 2025)
• Bryce Alexander Niven

  IRN BAN00008

  • CF30 Customer (11 Aug 2018 to 8 Dec 2019)
• Charles Raymond Bettison

  IRN CRB00010

  • CF30 Customer (16 Aug 2011 to 18 Sep 2015)
• Charlotte Elizabeth Fletcher

  IRN CEA01057

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 13 Feb 2026)
  • [FCA CF] Client dealing (since 13 Feb 2026)
• Chelsea Louise Whittock

  IRN CXP00418

  • [FCA CF] Functions requiring qualifications (23 May 2022 to 30 Apr 2025)
  • [FCA CF] Client dealing (23 May 2022 to 30 Apr 2025)
• Christopher John Hill

  IRN CJH01274

  • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 11 Mar 2022)
  • [FCA CF] Client dealing (17 Aug 2020 to 11 Mar 2022)
  • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
• Christopher Redman

  IRN CXR00056

  • CF30 Customer (23 Jan 2018 to 13 Sep 2018)
• David John Squire

  IRN DJS00071

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 18 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 18 Aug 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (16 Aug 2011 to 8 Dec 2019)
  • CF30 Customer (16 Aug 2011 to 8 Dec 2019)
• David Neil Firth

  IRN DNF00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 May 2025)
  • [FCA CF] Client dealing (since 1 May 2025)

No changes recorded yet.