ARMSTRONG WATSON FINANCIAL PLANNING LTD

• Principal Place of Business

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

  Web

  https://www.armstrongwatson.co.uk

• Complaints Contact

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Ronald Porter

  IRN DRP00046

  • [FCA CF] Client dealing (18 Aug 2020 to 1 Sep 2022)
  • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 1 Sep 2022)
  • CF30 Customer (22 Feb 2013 to 8 Dec 2019)
• Denis Turnbull

  IRN DXT00038

  • CF30 Customer (16 Aug 2011 to 28 Aug 2012)
• Derek Baty

  IRN DXB01508

  • CF1 Director (27 Jul 2016 to 14 Sep 2018)
  • CF30 Customer (3 Apr 2014 to 14 Sep 2018)
• Elizabeth Graham

  IRN EXG01281

  • CF30 Customer (6 Jan 2012 to 31 Dec 2012)
• Eloise Howard

  IRN EXW00018

  • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 21 Sep 2020)
  • [FCA CF] Client dealing (18 Aug 2020 to 21 Sep 2020)
• Emil Ronald McKenzie

  IRN ERM01025

  • CF30 Customer (5 Mar 2015 to 2 Nov 2018)
• Emma Copley

  IRN EXC59162

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 May 2022)
  • [FCA CF] Client dealing (since 30 May 2022)
• Fiona Durham

  IRN FXD01388

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2026)
• Frank Watson

  IRN FXW00099

  • [FCA CF] Client dealing (1 Feb 2024 to 7 Feb 2025)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 7 Feb 2025)
• Gemma Schofield

  IRN GXS00293

  • [FCA CF] Manager of certification employee (since 30 Oct 2025)

No changes recorded yet.