David Ronald Porter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 26 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (since 26 Oct 2022)
    • CF30 Customer (since 25 Oct 2022)
  • Lockhart Capital Management LLP

    FRN 781292

    • (7)Employed By (since 25 Oct 2022)
  • ARMSTRONG WATSON FINANCIAL PLANNING LTD (no longer approved here)

    FRN 542122

    • [FCA CF] Functions requiring qualifications (18 Aug 2020 to 1 Sep 2022)
    • [FCA CF] Client dealing (18 Aug 2020 to 1 Sep 2022)
    • CF30 Customer (22 Feb 2013 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 28 Jun 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Jul 2008 to 28 Feb 2010)
  • David Porter (no longer approved here)

    FRN 416669

    • Employed By (8 Dec 2004 to 30 Nov 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (30 Nov 2004 to 30 Nov 2005)
    • CF22 Investment Adviser (Trainee) (19 Sep 2003 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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