ARMSTRONG WATSON FINANCIAL PLANNING LTD

• Principal Place of Business

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

  Web

  https://www.armstrongwatson.co.uk

• Complaints Contact

  James Watson House

  Montgomery Way

  Rosehill

  Carlisle

  CA1 2UU

  UNITED KINGDOM

  Phone

  +4401228690100

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Glyn Jenkinson

  IRN GXJ00013

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 13 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 13 Feb 2026)
• Grant Peter Smith

  IRN GPS01131

  • Director of firm who is not a certification employee or a SMF manager (26 Nov 2020 to 1 Jun 2022)
  • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2020)
  • CF1 Director (5 Jul 2017 to 8 Dec 2019)
• Greig Alexander Barker McGarvie

  IRN GAM01102

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 4 Dec 2025)
  • [FCA CF] Client dealing (since 23 May 2025)
  • [FCA CF] Functions requiring qualifications (since 23 May 2025)
• Helen Louise Utting

  IRN HLU01000

  • CF1 Director (16 Aug 2011 to 18 Aug 2016)
• Helen Mary Elizabeth Tansley

  IRN HMT00005

  • CF30 Customer (16 Aug 2011 to 8 Dec 2019)
• Iain Lightfoot

  IRN IXL00011

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
  • CF1 Director (14 Sep 2017 to 8 Dec 2019)
• Ian David Hartley

  IRN IDH01044

  • CF30 Customer (5 Dec 2014 to 31 Dec 2018)
• Jacob Parsons

  IRN JXP00681

  • [FCA CF] Client dealing (23 Dec 2022 to 2 Aug 2024)
  • [FCA CF] Functions requiring qualifications (23 Dec 2022 to 2 Aug 2024)
• Jacob Proudfoot

  IRN JXP00988

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 10 Nov 2025)
  • [FCA CF] Client dealing (since 10 Nov 2025)
• James Kerr Pickles

  IRN JKP00001

  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)

No changes recorded yet.