Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2026)
  • Henderson Employee Benefits Limited (no longer approved here)

    FRN 115134

    • [FCA CF] Client dealing (4 Jan 2023 to 9 Jan 2026)
    • [FCA CF] Functions requiring qualifications (4 Jan 2023 to 9 Jan 2026)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (23 May 2017 to 8 Dec 2019)
  • Hawsons Wealth Management Limited (no longer approved here)

    FRN 586696

    • CF30 Customer (12 Jan 2017 to 15 Mar 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (14 Apr 2015 to 1 Feb 2017)
  • Camargue Chambers LLP (no longer approved here)

    FRN 565230

    • Employed By (7 Apr 2015 to 1 Feb 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.