Hawsons Wealth Management Limited

• Principal Place of Business

  Pegasus House

  463a Glossop Road

  Sheffield

  South Yorkshire

  S10 2QD

  UNITED KINGDOM

  Phone

  +4401142296557

  Web

  https://www.hawsons.co.uk/financial-advice/

• Complaints Contact

  Pegasus House

  463a Glossop Road

  Sheffield

  South Yorkshire

  S10 2QD

  UNITED KINGDOM

  Phone

  +4401142296557

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Hemmington

  IRN AXH00898

  • SMF3 Executive Director (since 13 Apr 2023)
• Ben Peacock

  IRN BXP00038

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
• Christopher Ingram Hill

  IRN CIH00006

  • SMF3 Executive Director (9 Dec 2019 to 21 Dec 2023)
  • CF1 Director (3 Dec 2012 to 8 Dec 2019)
• Darren Wood

  IRN DXW01477

  • CF30 Customer (12 Aug 2013 to 25 Feb 2014)
• David Robert Tidswell

  IRN DRT01017

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 4 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
• Edward James Leonard Durrant

  IRN EXD00267

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Jan 2025)
  • [FCA CF] Client dealing (since 16 Jan 2025)
• Erica Jane Dietsch

  IRN EJR01033

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2020)
  • CF30 Customer (3 Dec 2012 to 8 Dec 2019)
• Glyn Jenkinson

  IRN GXJ00013

  • CF30 Customer (12 Jan 2017 to 15 Mar 2017)
• Guy Philip Lomas

  IRN GPL01032

  • CF1 Director (3 Dec 2012 to 18 Dec 2013)
• James Gee-Pemberton

  IRN JXG13126

  • [FCA CF] Client dealing (1 Oct 2020 to 28 Mar 2023)
  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 28 Mar 2023)

No changes recorded yet.