Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hawsons Wealth Management Limited
FRN 586696
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
- [FCA CF] Client dealing (since 4 Nov 2025)
-
- [FCA CF] Client dealing (4 Nov 2024 to 22 Oct 2025)
- [FCA CF] Functions requiring qualifications (4 Nov 2024 to 22 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.