Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pension Works Limited
FRN 739922
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
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XPAT Limited
FRN 459255
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
- [FCA CF] Functions requiring qualifications (25 Aug 2020 to 8 Jun 2022)
- [FCA CF] Client dealing (25 Aug 2020 to 8 Jun 2022)
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PX Wealth Limited
FRN 522330
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 1 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
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- Appointed representative dealing with clients for which they require qualification (16 Oct 2024 to 11 Nov 2024)
- CF30 Customer (27 Sep 2024 to 11 Nov 2024)
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- (5)Employed By (27 Sep 2024 to 11 Nov 2024)
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- [FCA CF] Functions requiring qualifications (12 Jan 2024 to 10 Jun 2024)
- [FCA CF] Client dealing (12 Jan 2024 to 10 Jun 2024)
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- [FCA CF] Functions requiring qualifications (25 Oct 2022 to 22 Nov 2022)
- [FCA CF] Client dealing (25 Oct 2022 to 22 Nov 2022)
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- CF30 Customer (1 Oct 2014 to 15 Apr 2016)
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- CF30 Customer (18 Jun 2014 to 26 Nov 2014)
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- Employed By (18 Jun 2014 to 26 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (5)Employed By at V-Financial Ltd