Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
  • XPAT Limited

    FRN 459255

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (25 Aug 2020 to 8 Jun 2022)
    • [FCA CF] Client dealing (25 Aug 2020 to 8 Jun 2022)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (16 Oct 2024 to 11 Nov 2024)
    • CF30 Customer (27 Sep 2024 to 11 Nov 2024)
  • V-Financial Ltd (no longer approved here)

    FRN 647048

    • (5)Employed By (27 Sep 2024 to 11 Nov 2024)
  • MitonOptimal Portfolio Management (UK) Limited (no longer approved here)

    FRN 770509

    • [FCA CF] Functions requiring qualifications (12 Jan 2024 to 10 Jun 2024)
    • [FCA CF] Client dealing (12 Jan 2024 to 10 Jun 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (25 Oct 2022 to 22 Nov 2022)
    • [FCA CF] Client dealing (25 Oct 2022 to 22 Nov 2022)
  • DOBSON AND HODGE LIMITED (no longer approved here)

    FRN 141933

    • CF30 Customer (1 Oct 2014 to 15 Apr 2016)
  • ONLINE MORTGAGES UK LIMITED (no longer approved here)

    FRN 502281

    • CF30 Customer (18 Jun 2014 to 26 Nov 2014)
  • Darren Wood (no longer approved here)

    FRN 623865

    • Employed By (18 Jun 2014 to 26 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (5)Employed By at V-Financial Ltd