PX Wealth Limited

• Principal Place of Business

  Berkeley Square House, Level 2

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +443300947477

  Web

  https://www.px-wealth.com

• Complaints Contact

  Berkeley Square House, Level 2

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +443300947477

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charlotte Barnes

  IRN CXB00945

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Aug 2024)
  • SMF3 Executive Director (since 19 Aug 2024)
• Darion William Pohl

  IRN DWP01051

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Responsible for Insurance Distribution (since 7 Oct 2024)
  • SMF16 Compliance Oversight (since 1 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
  • [FCA CF] Client dealing (since 7 Nov 2022)
  • SMF3 Executive Director (since 4 Aug 2022)
• Darren Wood

  IRN DXW01477

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 14. Managing investments
  • [FCA CF] Client dealing (since 1 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
• Jason Howard Steans

  IRN JHS00006

  • [FCA CF] Client dealing (since 8 May 2020)
• Jayne Elizabeth Littlejohn

  IRN JEL01065

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
• Julie Hansen

  IRN JXS00249

  • SMF16 Compliance Oversight (2 Dec 2022 to 21 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Dec 2022 to 21 May 2024)
  • Responsibility for MCD Intermediation (2 Dec 2022 to 21 May 2024)
  • Responsible for Insurance Distribution (2 Dec 2022 to 21 May 2024)
  • SMF3 Executive Director (23 Sep 2022 to 21 May 2024)
• Michael Hall

  IRN MXH00127

  • [FCA CF] Functions requiring qualifications (1 Nov 2023 to 28 Feb 2025)
  • [FCA CF] Client dealing (1 Nov 2023 to 28 Feb 2025)
• Timothy Mark Gormley

  IRN TXG00027

  • [FCA CF] Functions requiring qualifications (1 May 2020 to 31 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 3 Jan 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jan 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 3 Jan 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 3 Jan 2023)
  • CF1 Director (18 Oct 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Oct 2010 to 8 Dec 2019)
  • CF30 Customer (18 Oct 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Oct 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (18 Oct 2010 to 30 Sep 2018)

No changes recorded yet.