Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PX Wealth Limited (no longer approved here)

    FRN 522330

    • [FCA CF] Functions requiring qualifications (1 Nov 2023 to 28 Feb 2025)
    • [FCA CF] Client dealing (1 Nov 2023 to 28 Feb 2025)
  • XPAT Limited (no longer approved here)

    FRN 459255

    • [FCA CF] Client dealing (11 Oct 2021 to 26 Mar 2025)
    • [FCA CF] Functions requiring qualifications (11 Oct 2021 to 28 Feb 2025)
  • Pensionhelp Limited (no longer approved here)

    FRN 754665

    • [FCA CF] Functions requiring qualifications (25 Jan 2021 to 17 Sep 2021)
    • [FCA CF] Client dealing (25 Jan 2021 to 17 Sep 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (4 Aug 2020 to 30 Oct 2020)
    • CF30 Customer (14 Aug 2018 to 30 Oct 2020)
    • CF1 Director (AR) (29 Jul 2014 to 11 Nov 2015)
  • Pension Works Limited (no longer approved here)

    FRN 739922

    • Responsible for Insurance Mediation (1 Nov 2016 to 15 Mar 2018)
    • CF1 Director (1 Nov 2016 to 15 Mar 2018)
    • CF30 Customer (1 Nov 2016 to 15 Mar 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (23 Oct 2015 to 11 Jan 2017)
  • Harris & Associates Financial Consultants Ltd (no longer approved here)

    FRN 213121

    • (9)Employed By (23 Oct 2015 to 11 Jan 2017)
  • CJP Financial Services Ltd (no longer approved here)

    FRN 466798

    • Employed By (17 Oct 2014 to 20 Oct 2015)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (29 Jul 2014 to 11 Nov 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Feb 2014 to 7 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.