XPAT Limited

• Principal Place of Business

  Berkeley Square House, Level 2

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +443300947477

  Web

  https://www.pensionexchange.co.uk

• Complaints Contact

  Berkeley Square House, Level 2

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +443300947477

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Alan Martin

  IRN AXM04879

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
  • CF30 Customer (7 Aug 2017 to 16 May 2018)
• Anthony Powell

  IRN AXP01607

  • CF30 Customer (22 Jan 2008 to 22 May 2009)
• Charlotte Barnes

  IRN CXB00945

  • SMF3 Executive Director (since 19 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Aug 2024)
• Christopher Harag

  IRN CXH01716

  • CF30 Customer (22 Jun 2010 to 15 Nov 2010)
• Christopher Miguel Stenzel

  IRN CMS00023

  • CF30 Customer (25 May 2011 to 20 Feb 2012)
• Damien John Watson

  IRN DJW01346

  • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
  • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 31 Oct 2007)
• Darion William Pohl

  IRN DWP01051

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • SMF16 Compliance Oversight (since 1 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 25 Nov 2020)
  • [FCA CF] Client dealing (since 25 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jan 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Jan 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jan 2007 to 8 Dec 2019)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
• Darren Wood

  IRN DXW01477

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 1 Apr 2025)
  • [FCA CF] Client dealing (25 Aug 2020 to 8 Jun 2022)
  • [FCA CF] Functions requiring qualifications (25 Aug 2020 to 8 Jun 2022)
• Jacqueline Frances Mitchell

  IRN JXM00264

  • SMF3 Executive Director (2 Dec 2020 to 10 Nov 2021)
  • SMF16 Compliance Oversight (2 Dec 2020 to 10 Nov 2021)
  • Responsible for Insurance Distribution (2 Dec 2020 to 10 Nov 2021)
• James Thomas Hennington

  IRN JTH01044

  • CF30 Customer (1 Nov 2007 to 15 Dec 2009)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
  • CF1 Director (2 Jan 2007 to 8 May 2009)

• Xpat SA Limited (no longer appointed)

  FRN 765772 · Appointed 29 Nov 2016 · Until 16 May 2018

No changes recorded yet.