XPAT Limited

• Principal Place of Business

  Berkeley Square House, Level 2

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +443300947477

  Web

  https://www.pensionexchange.co.uk

• Complaints Contact

  Berkeley Square House, Level 2

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +443300947477

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Jayne Elizabeth Littlejohn

  IRN JEL01065

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Sep 2021)
  • [FCA CF] Client dealing (since 23 Sep 2021)
• John Brian Richardson

  IRN JBR00001

  • CF30 Customer (16 May 2018 to 13 Sep 2018)
• Julie Hansen

  IRN JXS00249

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Feb 2022 to 21 May 2024)
  • Responsible for Insurance Distribution (9 Feb 2022 to 21 May 2024)
  • SMF16 Compliance Oversight (9 Feb 2022 to 21 May 2024)
  • SMF3 Executive Director (9 Feb 2022 to 21 May 2024)
• Katherine Lett

  IRN KXL01289

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2020)
  • Responsible for Insurance Distribution (19 Feb 2019 to 9 Dec 2020)
  • CF10 Compliance Oversight (19 Feb 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Feb 2019 to 8 Dec 2019)
  • CF1 Director (1 Oct 2018 to 8 Dec 2019)
• Michael Hall

  IRN MXH00127

  • [FCA CF] Client dealing (11 Oct 2021 to 26 Mar 2025)
  • [FCA CF] Functions requiring qualifications (11 Oct 2021 to 28 Feb 2025)
• Simon John Neville

  IRN SJN00021

  • CF30 Customer (1 Nov 2007 to 22 May 2009)
  • CF24 Pension Transfer Specialist (10 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 10 May 2007)
• Stephen Paul Whyburd

  IRN SXW02296

  • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 31 Dec 2021)
  • [FCA CF] Client dealing (30 Nov 2020 to 31 Dec 2021)
  • CF30 Customer (7 Aug 2017 to 8 Dec 2019)
• Victoria Jane Barrowcliff

  IRN VXB90329

  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2020 to 18 May 2021)
  • Responsible for Insurance Distribution (1 Dec 2020 to 18 May 2021)
• Vincent Gerard Molloy

  IRN VGM01009

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF22 Investment Adviser (Trainee) (5 Jul 2007 to 31 Oct 2007)

• Xpat SA Limited (no longer appointed)

  FRN 765772 · Appointed 29 Nov 2016 · Until 16 May 2018

No changes recorded yet.