Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PX Wealth Limited
FRN 522330
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
- [FCA CF] Client dealing (since 7 Nov 2022)
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XPAT Limited
FRN 459255
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 23 Sep 2021)
- [FCA CF] Functions requiring qualifications (since 23 Sep 2021)
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- CF30 Customer (12 Nov 2012 to 12 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.