Katherine Lett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPAT Limited (no longer approved here)

    FRN 459255

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2020)
    • CF11 Money Laundering Reporting (19 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (19 Feb 2019 to 9 Dec 2020)
    • CF1 Director (1 Oct 2018 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jun 2010 to 3 Sep 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (9 Jun 2009 to 31 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.