Simon John Neville

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Mar 2015)
    • CF30 Customer (since 18 Jun 2012)
  • Neville Partnership Ltd (no longer approved here)

    FRN 673104

    • (1)Employed By (25 Feb 2015 to 1 May 2026)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (17)Employed By (18 Jun 2012 to 1 May 2026)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (11 Dec 2009 to 15 Nov 2010)
  • XPAT Limited (no longer approved here)

    FRN 459255

    • CF30 Customer (1 Nov 2007 to 22 May 2009)
    • CF24 Pension Transfer Specialist (10 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (10 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 10 May 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (4 May 2006 to 28 Dec 2006)
  • Xpat Ltd (no longer approved here)

    FRN 425417

    • Employed By (4 May 2006 to 28 Dec 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (17)Employed By at AAGSJP Ltd