Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PX Wealth Limited (no longer approved here)

    FRN 522330

    • Responsibility for MCD Intermediation (2 Dec 2022 to 21 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Dec 2022 to 21 May 2024)
    • SMF16 Compliance Oversight (2 Dec 2022 to 21 May 2024)
    • Responsible for Insurance Distribution (2 Dec 2022 to 21 May 2024)
    • SMF3 Executive Director (23 Sep 2022 to 21 May 2024)
  • XPAT Limited (no longer approved here)

    FRN 459255

    • SMF16 Compliance Oversight (9 Feb 2022 to 21 May 2024)
    • Responsible for Insurance Distribution (9 Feb 2022 to 21 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Feb 2022 to 21 May 2024)
    • SMF3 Executive Director (9 Feb 2022 to 21 May 2024)
  • National Deposit Friendly Society Limited (no longer approved here)

    FRN 110008

    • Director of firm who is not a certification employee or a SMF manager (27 Sep 2021 to 25 Nov 2021)
  • Health Shield Friendly Society Limited (no longer approved here)

    FRN 205304

    • SMF9 Chair of the Governing Body (23 Feb 2021 to 30 Jun 2025)
    • SMF14 Senior Independent Director (30 May 2019 to 23 Feb 2021)
  • Weston Super Mare and District Credit Union Limited (no longer approved here)

    FRN 230768

    • CF1 Director (4 Jun 2013 to 7 Jan 2014)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (30 Apr 2004 to 30 Nov 2004)
  • Alexander Hall Associates Limited (no longer approved here)

    FRN 154485

    • CF22 Investment Adviser (Trainee) (14 Feb 2002 to 30 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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