Darion William Pohl

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PX Wealth Limited

    FRN 522330

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 14. Managing investments
    • Responsible for Insurance Distribution (since 7 Oct 2024)
    • SMF16 Compliance Oversight (since 1 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2022)
    • [FCA CF] Client dealing (since 7 Nov 2022)
    • SMF3 Executive Director (since 4 Aug 2022)
  • XPAT Limited

    FRN 459255

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • SMF16 Compliance Oversight (since 1 Oct 2024)
    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (10 Feb 2005 to 28 Dec 2006)
    • CF21 Investment Adviser (2 Sep 2004 to 28 Dec 2006)
    • CF22 Investment Adviser (Trainee) (4 Dec 2002 to 2 Sep 2004)
  • Xpat Ltd (no longer approved here)

    FRN 425417

    • Employed By (10 Feb 2005 to 28 Dec 2006)
  • Prism Financial Planning Limited (no longer approved here)

    FRN 179794

    • Employed By (4 Dec 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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