Alan Martin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPAT Limited

    FRN 459255

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
    • [FCA CF] Client dealing (since 12 Apr 2021)
    • CF30 Customer (7 Aug 2017 to 16 May 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (30 Jan 2018 to 9 Apr 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (416)Employed By (30 Jan 2018 to 9 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.