Pension Works Limited

• Principal Place of Business

  Pension Works Limited

  Booths Park 5

  Chelford Road

  Knutsford

  Cheshire

  WA16 8GS

  UNITED KINGDOM

  Phone

  +448007561288

  Web

  https://www.pensionworks.co.uk

• Complaints Contact

  Pension Works Limited

  Booths Park 5

  Chelford Road

  Knutsford

  Cheshire

  WA16 8GS

  UNITED KINGDOM

  Phone

  +448007561288

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair Peter Milner

  IRN APM01102

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
• Andrew Keith Murphy

  IRN AXM04947

  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Jun 2023)
• Brendan Charles Walter Cleary

  IRN BCC01040

  • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 16 Mar 2021)
• Christopher Lewis

  IRN CXL01732

  • SMF3 Executive Director (9 Dec 2019 to 9 Jul 2024)
  • CF1 Director (29 Mar 2018 to 8 Dec 2019)
• Daniel Christopher Lewis

  IRN DCL01071

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Nov 2016 to 8 Dec 2019)
• Darren Wood

  IRN DXW01477

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
• David Padbury

  IRN DXP02283

  • CF1 Director (27 Mar 2018 to 28 Dec 2018)
  • CF11 Money Laundering Reporting (25 Jul 2017 to 28 Dec 2018)
  • CF10 Compliance Oversight (21 Feb 2017 to 28 Dec 2018)
• David Robert Toogood

  IRN DXT00296

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 Aug 2024)
  • SMF16 Compliance Oversight (since 17 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 May 2023)
• David Stitcher

  IRN DXS01273

  • SMF16 Compliance Oversight (18 Mar 2021 to 5 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Mar 2021 to 5 Dec 2022)
• Derek John Winsland

  IRN DJW00089

  • [FCA CF] Functions requiring qualifications (11 Nov 2021 to 25 Nov 2022)

No changes recorded yet.