Pension Works Limited

• Principal Place of Business

  Pension Works Limited

  Booths Park 5

  Chelford Road

  Knutsford

  Cheshire

  WA16 8GS

  UNITED KINGDOM

  Phone

  +448007561288

  Web

  https://www.pensionworks.co.uk

• Complaints Contact

  Pension Works Limited

  Booths Park 5

  Chelford Road

  Knutsford

  Cheshire

  WA16 8GS

  UNITED KINGDOM

  Phone

  +448007561288

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dylan Rodney Babatunde Davies

  IRN DRD01045

  • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 12 May 2023)
• Edward John Tee

  IRN EJT01060

  • [FCA CF] Functions requiring qualifications (9 Nov 2021 to 26 Aug 2022)
• Ian Smitham

  IRN IXS00028

  • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
• James Davis

  IRN JXD02503

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (27 Mar 2018 to 30 Sep 2018)
  • CF1 Director (27 Mar 2018 to 8 Dec 2019)
  • CF30 Customer (13 Mar 2017 to 8 Dec 2019)
• Joshua James Travers

  IRN JXT00229

  • [FCA CF] Functions requiring qualifications (20 Oct 2021 to 3 Feb 2023)
• Julian Stuart Wardell Rogerson

  IRN JSR01118

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Mar 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Mar 2021)
  • CF11 Money Laundering Reporting (26 Mar 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Mar 2019 to 8 Dec 2019)
• Lisa Davies

  IRN LXD01281

  • CF30 Customer (10 Jan 2017 to 24 Apr 2017)
• Louise Morgan

  IRN LXM02085

  • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 19 Dec 2023)
• Mark Francis Citrone

  IRN MFC00013

  • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 30 Sep 2022)
• Martin David Fry

  IRN MXF01411

  • [FCA CF] Functions requiring qualifications (20 Apr 2022 to 28 Sep 2022)

No changes recorded yet.