Ian Smitham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hilltop Finance Limited (no longer approved here)
FRN 787803
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 2 May 2023)
- [FCA CF] Client dealing (1 Jul 2020 to 2 May 2023)
Pension Works Limited (no longer approved here)
FRN 739922
- CF30 Customer (17 Jan 2019 to 8 Dec 2019)
PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)
FRN 596398
- CF30 Customer (22 Oct 2017 to 12 Oct 2018)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (17 Apr 2015 to 25 Aug 2015)
Camargue Chambers LLP (no longer approved here)
FRN 565230
- Employed By (10 Apr 2015 to 25 Aug 2015)
Sense Network Limited (no longer approved here)
FRN 465124
- CF30 Customer (15 Jan 2013 to 27 Feb 2015)
Farrmore Limited (no longer approved here)
FRN 495275
- (6)Employed By (15 Jan 2013 to 27 Feb 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (17 Nov 2010 to 9 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.