Hilltop Finance Limited

• Principal Place of Business

  Fabrica, 269 Great Ancoats Street

  Manchester

  Manchester

  M4 7DB

  UNITED KINGDOM

  Phone

  +441614137051

  Web

  https://www.hilltopfinance.co.uk

• Complaints Contact

  Fabrica, 269 Great Ancoats Street

  Manchester

  Manchester

  M4 7DB

  UNITED KINGDOM

  Phone

  +441614137051

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Ankers

  IRN AXA00372

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 14 May 2021)
  • [FCA CF] Client dealing (since 14 May 2021)
• Alexander Mee

  IRN AXM05858

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 18 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
• Andrea Pamela Owen

  IRN APO01027

  • [FCA CF] Client dealing (3 Aug 2020 to 31 Dec 2021)
  • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 31 Dec 2021)
• Ashley Blackmore

  IRN AXB08398

  • CF30 Customer (28 Nov 2018 to 25 Apr 2019)
• Cara Lovell-McNamee

  IRN CXL00497

  • [FCA CF] Client dealing (since 24 Jul 2024)
• Christopher Alan John Leavy

  IRN CXL01733

  • CF30 Customer (5 Aug 2021 to 14 Feb 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2023)
• Christopher Thomas Smith

  IRN CXS06960

  • [FCA CF] Client dealing (2 Mar 2020 to 4 Jun 2021)
  • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 4 Jun 2021)
• Ciaran Hamilton

  IRN CXH25317

  • SMF3 Executive Director (since 9 Aug 2023)
• Craig Jackson

  IRN CXJ00079

  • [FCA CF] Functions requiring qualifications (6 Oct 2020 to 1 Aug 2022)
  • [FCA CF] Client dealing (6 Oct 2020 to 1 Aug 2022)
• Craig William Campbell

  IRN CXC14566

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 May 2019 to 8 Dec 2019)

• PNJ2 Limited (no longer appointed)

  FRN 953376 · Appointed 22 Jun 2021 · Until 9 Jan 2023

No changes recorded yet.