Hilltop Finance Limited

• Principal Place of Business

  Fabrica, 269 Great Ancoats Street

  Manchester

  Manchester

  M4 7DB

  UNITED KINGDOM

  Phone

  +441614137051

  Web

  https://www.hilltopfinance.co.uk

• Complaints Contact

  Fabrica, 269 Great Ancoats Street

  Manchester

  Manchester

  M4 7DB

  UNITED KINGDOM

  Phone

  +441614137051

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Padbury

  IRN DXP02283

  • SMF16 Compliance Oversight (9 Dec 2019 to 23 Jun 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jun 2021)
  • CF10 Compliance Oversight (28 Jan 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Jan 2019 to 8 Dec 2019)
• Derek Andrew Kelly

  IRN DAK01093

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Sep 2021)
  • CF3 Chief Executive (AR) (since 5 Aug 2021)
  • SMF1 Chief Executive (since 16 Dec 2020)
• Elaine Kelly

  IRN EXK00014

  • Responsible for Insurance Distribution (since 8 Feb 2022)
  • Responsibility for MCD Intermediation (since 8 Feb 2022)
  • SMF3 Executive Director (since 16 Dec 2020)
  • SMF16 Compliance Oversight (8 Feb 2022 to 30 Jun 2025)
• Grant Myles Edwards

  IRN GXE16572

  • CF30 Customer (28 Jun 2019 to 8 Dec 2019)
• Hana Ghani

  IRN HXG00095

  • [FCA CF] Functions requiring qualifications (19 Nov 2021 to 25 Mar 2022)
  • [FCA CF] Client dealing (19 Nov 2021 to 25 Mar 2022)
• Ian Arthur Brooks

  IRN IAB01075

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Jul 2020)
  • [FCA CF] Client dealing (since 6 Jul 2020)
• Ian Smitham

  IRN IXS00028

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 2 May 2023)
  • [FCA CF] Client dealing (1 Jul 2020 to 2 May 2023)
• Jonathon Davenport

  IRN JXD00864

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Feb 2024)
  • [FCA CF] Client dealing (since 13 Feb 2024)
• Liam Hoddes

  IRN LXH25370

  • SMF3 Executive Director (since 11 Aug 2023)
• Mark Cordiner

  IRN MXC00949

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
  • [FCA CF] Client dealing (since 24 Apr 2023)

• PNJ2 Limited (no longer appointed)

  FRN 953376 · Appointed 22 Jun 2021 · Until 9 Jan 2023

No changes recorded yet.