Hilltop Finance Limited

• Principal Place of Business

  Fabrica, 269 Great Ancoats Street

  Manchester

  Manchester

  M4 7DB

  UNITED KINGDOM

  Phone

  +441614137051

  Web

  https://www.hilltopfinance.co.uk

• Complaints Contact

  Fabrica, 269 Great Ancoats Street

  Manchester

  Manchester

  M4 7DB

  UNITED KINGDOM

  Phone

  +441614137051

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Hawkins

  IRN MXH09531

  • Responsibility for MCD Intermediation (3 Feb 2020 to 6 Oct 2021)
  • Responsible for Insurance Distribution (3 Feb 2020 to 6 Oct 2021)
  • SMF3 Executive Director (9 Dec 2019 to 6 Oct 2021)
  • CF1 Director (1 Feb 2019 to 8 Dec 2019)
• Matthew Brian Knowles

  IRN MXK00520

  • [FCA CF] Client dealing (30 May 2023 to 3 Sep 2025)
  • [FCA CF] Functions requiring qualifications (25 May 2022 to 3 Sep 2025)
• Matthew Higgins

  IRN MXH01251

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 May 2025)
  • [FCA CF] Functions requiring qualifications (since 12 May 2025)
• Matthew Palmer

  IRN MXP09560

  • CF30 Customer (18 Dec 2018 to 1 Mar 2019)
• Matthew Patrick

  IRN MXP14568

  • CF30 Customer (21 May 2019 to 8 Dec 2019)
• Megan Catherine Leach

  IRN MXL00351

  • [FCA CF] Client dealing (16 Nov 2021 to 27 May 2022)
  • [FCA CF] Functions requiring qualifications (16 Nov 2021 to 27 May 2022)
• Michael James Burney

  IRN MXB03885

  • [FCA CF] Functions requiring qualifications (14 Apr 2021 to 4 Jan 2022)
  • [FCA CF] Client dealing (14 Apr 2021 to 4 Jan 2022)
• Morgan Payne

  IRN MXP00465

  • [FCA CF] Client dealing (25 Oct 2021 to 30 Sep 2022)
  • [FCA CF] Functions requiring qualifications (25 Oct 2021 to 30 Sep 2022)
• Paul Christopher Miller

  IRN PXM52200

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 10 Aug 2021)
• Paul Hoyle

  IRN PXH00044

  • CF30 Customer (20 Feb 2018 to 28 Oct 2018)

• PNJ2 Limited (no longer appointed)

  FRN 953376 · Appointed 22 Jun 2021 · Until 9 Jan 2023

No changes recorded yet.